DFX Intelligence
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Reading the graph
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S• C•••••• M••••••••• LLC, CRD 341871
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A•••• A• S••••• | n/a | HIGHLAND BEACH, FL | 0 | 10 | 1 | no |
| S•••• K••••••• | n/a | HIGHLAND BEACH, FL | 0 | 11 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | n/a | 2 | 0 | 0 | 2 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Q• W••••• M••••••••• L•• | 2 | Mar 6, 2026 | Aug 12, 2026 | BOCA RATON, FL | Team lift out | RIA to state RIA | 40.0% |
| no |