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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

KEVIN MICHAEL ZELLER

Advisor at TRUSTAGE INVESTMENT MANAGEMENT

Yardley, PA | MADISON, WI

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Search this name across graphsid dfx:ria:2494346b-ae91-90fc-6589-b8c44a3b96ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUSTAGE INVESTMENT MANAGEMENT
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 15, 1998
First registration: May 10, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3060189

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUSTAGE INVESTMENT MANAGEMENT	Institutional manager	May 2, 2024	n/a	yes	MADISON, WI\|Yardley, PA	Current employment
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Apr 24, 2019	May 9, 2022	no	Vienna, VA\|Cherry Hill, NJ	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	May 29, 2015	Apr 23, 2019	no	WILMINGTON, DE\|MCLEAN, VA	Previous registration
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	May 10, 2006	Dec 1, 2014	no	NEW YORK, NY\|PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NAVY FEDERAL INVESTMENT SERVICES, LLC	TRUSTAGE INVESTMENT MANAGEMENT	May 9, 2022	May 2, 2024	724	Firm change after gap	Other
CAPITAL ONE ADVISORS, LLC	NAVY FEDERAL INVESTMENT SERVICES, LLC	Apr 23, 2019	Apr 24, 2019	1	Firm change	Other
BLACKROCK FINANCIAL MANAGEMENT, INC	CAPITAL ONE ADVISORS, LLC	Dec 1, 2014	May 29, 2015	179	Firm change	Other

Relationships

Registered with (4)

→ TRUSTAGE INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Apr 24, 2019 to May 9, 2022factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
May 29, 2015 to Apr 23, 2019factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
May 10, 2006 to Dec 1, 2014factForm ADV

Dated events

Occurred
May 9, 2022
Advisor changed firm
Kevin Michael Zeller left Navy Federal Investment Services, Llc for Trustage Investment Management (registered 2024-05-02)
Form ADVobserved 5 days ago