DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FISHER INVESTMENTS
PLANO, TX | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Feb 14, 2022 | n/a | yes | Tampa, FL|PLANO, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 23, 2019 | Aug 26, 2019 | no | Tampa, FL | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 6, 2015 | Jul 9, 2019 | no | TAMPA, FL | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 2, 2015 | May 27, 2015 | no | CHARLEROI, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | FISHER INVESTMENTS | Aug 26, 2019 | Feb 14, 2022 | 903 | Firm change after gap | Wirehouse to RIA |
| T. ROWE PRICE ADVISORY SERVICES, INC. | MORGAN STANLEY | Jul 9, 2019 | Jul 23, 2019 | 14 | Firm change | RIA to wirehouse |
| WADDELL & REED | T. ROWE PRICE ADVISORY SERVICES, INC. | May 27, 2015 | Nov 6, 2015 | 163 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108958:149777:FL:2019-07-09 | Jul 9, 2019 | Jul 23, 2019 | TAMPA, FL | Firm change |