DFX Intelligence

Data Factory

E••••• D••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor36 years in industry

E••••• D••• D••••••••

Advisor at C••••••••• R••• S•••••••• I•••

VICTOR, NY | FRISCO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24a5578b-72ee-d1f1-1a31-9d160f806632

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• R••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• R••• S•••••••• I•••	State registered	Aug 20, 2021	n/a	yes	FRISCO, TX\|VICTOR, NY	Current employment
K••••••• I••••••••• C••••••• I•••	n/a	May 12, 2005	Nov 15, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• I••••••••• C••••••• I•••	C••••••••• R••• S•••••••• I•••	Nov 15, 2005	Aug 20, 2021	5,757	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• R••• S•••••••• I•••Registered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ K••••••• I••••••••• C••••••• I•••Registered adviserregistration: previous registration
May 12, 2005 to Nov 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24a5578b-72ee-d1f1-1a31-9d160f806632
First observed: May 12, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.