DFX Intelligence

R••••••••• M•••• R••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

R••••••••• M•••• R••••••• L••

CRD 311821

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Search this name across graphsid dfx:ria:24a5a13f-617a-f1ee-af9c-e8e3257ed7a9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 14
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 311821
Filings on the tape: 1
First filed: Mar 30, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• S•••• D••••••	Chartered Financial Analyst	LAKE PLACID, NY \| DARIEN, CT	4	34	n/a	yes
S•••••• M•••••• D•••••••••	n/a	SUMMIT, NJ \| ASBURY PARK, NJ \| LAKE PLACID, NY	4	24

Relationships

Registered with (6)

← A••• E••••• S••••••Advisorregistration: current employment
Apr 5, 2025 to presentfactForm ADV
← J•••••• S•••• D••••••Advisorregistration: current employment
Jan 12, 2022 to presentfactForm ADV
← S•••••• M•••••• D•••••••••Advisorregistration: current employment
Jan 12, 2022 to presentfactForm ADV
← E••• J••• B••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24a5a13f-617a-f1ee-af9c-e8e3257ed7a9
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.