DFX Intelligence

C••••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••••• C•••••• P•••••••

C••••••••• MANAGEMENT III, INC, CRD 161504

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:24afe3a1-f814-d313-d7eb-ab1fab6038d2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 2
Observed: Feb 15, 2012 to Mar 30, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C•••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

C••••••••• C•••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• I••••••• L•••	Private Equity Fund	$61.3M	Mar 31, 2018	50	Mar 30, 2017	dropped	n/a
C••••••••• C•••••• P••••••• I••• L•••	Private Equity Fund	$50.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• A••••• F••••	PARTNER, PRESIDENT	B	yes	01/2007	Feb 15, 2012	Mar 4, 2024
H•••••••• T••••• R•••••	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	08/2021	Mar 31, 2022	Mar 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• I•••••••• L••	n/a	n/a	n/a	N	yes	n/a
C•• I••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••••••• C•••••• P••••••• I•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$125M	766.5%	$183M	81.1%	15	15	0	0

Relationships

Advises (9)

→ C•• I•••• L•••Private fundPrivate Equity Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ C•• I••••• L•••Private fundPrivate Equity Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ C••••••••• C•••••• P••••••• V• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C••••••••• C•••••• P••••••• I•• L•••

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$959M
Occurred
Mar 31, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-304M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24afe3a1-f814-d313-d7eb-ab1fab6038d2
First observed: Feb 15, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.