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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MONTAUK ADVISORS, LLC

CRD 110889

DALLAS, TX

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Search this name across graphsid dfx:ria:24b58988-004f-9fa9-5e56-0b554d1900df

Data as of Mar 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 27, 2012 to Mar 27, 2012
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Montauk Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.2MItem 5.F on the latest filing (2012-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $21.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $21.2M
SEC number: 801-58008
CRD: 110889
Filings on the tape: 1
First filed: Mar 27, 2012
Latest filed: Mar 27, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MONTAUK PARTNERS II, L.P.	Private Equity Fund	$21.0M	Mar 27, 2012	9	Mar 27, 2012	reported	n/a
MONTAUK PARTNERS L.P.	Private Equity Fund	$183,284	Mar 27, 2012	8	Mar 27, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PFOHL, EDGAR, JOHN	MANAGING MEMBER	D	yes	06/1999	Mar 27, 2012	Mar 27, 2012
SMITH, BRIAN, M	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	06/1999	Mar 27, 2012	Mar 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MONTAUK TRIGUARD ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
MONTAUK TRIGUARD MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 27, 2012	$21.2M	$21.2M	n/a	n/a	n/a	2	$21.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$21.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ MONTAUK PARTNERS L.P.Private fundPrivate Equity Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ MONTAUK PARTNERS II, L.P.Private fundPrivate Equity Fund, IA
Mar 27, 2012 to presentfactForm ADV

Controls (2)

← PFOHL, EDGAR, JOHNOwnerMANAGING MEMBER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← SMITH, BRIAN, MOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24b58988-004f-9fa9-5e56-0b554d1900df
First observed: Mar 27, 2012
Last observed: Mar 27, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTAUK ADVISORS, LLC

CRD 110889

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24b58988-004f-9fa9-5e56-0b554d1900df

Data as of Mar 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MONTAUK PARTNERS II, L.P.

Private Equity Fund

$21.0M

Mar 27, 2012

reported

n/a

MONTAUK PARTNERS L.P.

Private Equity Fund

$183,284

Mar 27, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PFOHL, EDGAR, JOHN

MANAGING MEMBER

yes

06/1999

Mar 27, 2012

SMITH, BRIAN, M

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/1999

Mar 27, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MONTAUK TRIGUARD ADVISORS LLC

n/a

yes

n/a

MONTAUK TRIGUARD MANAGEMENT INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 27, 2012

$21.2M

n/a

$21.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$21.2M

n/a