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R S•••••• BM LLC, CRD 308920
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M••• S••••• K••••••• | n/a | EL SEGUNDO, CA | East Walpole, MA | 6 | 31 | 4 | no |
| M•••••• G••••• S•••••• | n/a | EL SEGUNDO, CA | 6 | 28 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| B•• C•• 2•••••• L•• | Securitized Asset Fund | $29.1M | Mar 28, 2022 | 5 | Mar 16, 2015 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• J••••••• E••• | Advisor | Na | yes | 08/2020 | Mar 30, 2021 | Mar 28, 2024 |
| D••••••• J•••• A•••••• | CHIEF INVESTMENT OFFICER | Na | yes | 01/2024 | Mar 28, 2024 | Mar 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 25.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.3B | $3.2B | 5.7% | $3.0B | 4.1% | 15 | 19 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T••••••• C••••• S••••••••• L•• | 2 | Jul 21, 2020 | Aug 21, 2020 | LOS ANGELES, CA | Team lift out | Other | 50.0% |
| no |
| T•••••• P•••••• T•••••• | Chartered Financial Analyst | EL SEGUNDO, CA | 2 | 18 | n/a | no |
| R••• O•••••• | Chartered Financial Analyst | EL SEGUNDO, CA | 2 | 10 | 1 | no |
| CHAIRMAN AND CEO |
| Na |
| yes |
| 03/2020 |
| May 5, 2020 |
| Mar 28, 2024 |
| K•••• M•••••••• D•••• | MANAGING MEMBER | C | yes | 06/2019 | May 5, 2020 | Mar 28, 2024 |
| K••• B••••• Y••••• | PRESIDENT - ADMINISTRATION | Na | yes | 03/2020 | May 5, 2020 | Mar 28, 2024 |
| L••••• M•••••• | MEMBER/SHAREHOLDER W/O MANAGEMENT RIGHTS | C | yes | 06/2019 | May 5, 2020 | Mar 28, 2024 |
| R••• I••••••• L•• | Shareholder | E | yes | 03/2020 | May 5, 2020 | Mar 28, 2024 |
| T••••••• T••••••• P•••••• | PRESIDENT INVESTMENT OPERATIONS | Na | yes | 01/2024 | Mar 28, 2024 | Mar 28, 2024 |
| R•••• J•••• | CHIEF COMPLIANCE OFFICER | Na | no | 07/2020 | Jul 30, 2020 | Mar 28, 2024 |
| $3.3B |
| $3.2B |
| 15 |
| 6 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $3.2B | $2.9B | 19 | 10 | 2 | n/a | n/a |
| 2023 | Mar 28, 2024 | $3.6B | $3.2B | 19 | 11 | 2 | n/a | n/a |
| 2022 | Mar 23, 2023 | $3.0B | $3.0B | 18 | 11 | 2 | n/a | n/a |
| 2021 | Mar 21, 2022 | $3.4B | $3.4B | 20 | 11 | 2 | 1 | $29.1M |
| 2020 | Mar 30, 2021 | $3.1B | $3.1B | 19 | 10 | 2 | 1 | $116M |