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CRD 337854
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bhatia, Ashok, Kumar | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Na | yes | 06/2025 | Mar 31, 2026 | Mar 31, 2026 |
| deRegt, Kenneth, M | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | Na | yes | 06/2025 | Mar 31, 2026 | Mar 31, 2026 |
| NBLA EUROPE II GP LLC | GENERAL PARTNER | Na | yes | 06/2025 | Mar 31, 2026 | Mar 31, 2026 |
| NEUBERGER BERMAN INVESTMENT | LIMITED PARTNER OF MANAGEMENT | E | yes | 06/2025 | Mar 31, 2026 | Mar 31, 2026 |
| LORD, BRIAN | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | Na | no | 06/2025 | Mar 31, 2026 | Mar 31, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $335M | $335M | 3 | 3 | 1 | 1 | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $335M | n/a | n/a | n/a | n/a | 3 | n/a | 1 | n/a |