DFX Intelligence

S••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

S••• W••••• A•••••••• L••

CRD 292755

DURANGO, CO

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Search this name across graphsid dfx:ria:24c20648-8f26-54b3-a1c4-544676b4a275

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Feb 12, 2018 to Mar 25, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S••• W••••• A•••••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $98.0M••• Locked
Discretionary RAUM: $98.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••• R••••••• W••••••	Owner	D	yes	09/2017	Feb 12, 2018	Mar 28, 2024
S•••• R••••••• W••••••	Owner	D	yes	09/2017	Feb 12, 2018	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• G••••• I••••••••• L••	n/a	Other adviser	$2.4B	Y	yes	n/a
S••• G••••• M••••••••• L••	n/a	Other adviser	$2.4B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$98.0M	$89.8M	9.2%	$69.5M	12.1%	2	3	1	1

Relationships

Affiliated with (6)

→ S••• G••••• I••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ S••• C•••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ S••• G••••• M•••••••••Registered adviserother investment adviser, control, common control
factForm ADV
← S••• G••••• M•••••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Feb 12, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24c20648-8f26-54b3-a1c4-544676b4a275
First observed: Feb 12, 2018
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.