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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

CHARLES H HAWKINS III

Advisor at LPL FINANCIAL LLC

GULFPORT, MS

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Search this name across graphsid dfx:ria:24d8ef34-5897-9258-769d-06a6b49bf15d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 22, 2005
First registration: Mar 13, 2008
Dual registered: yes, broker-dealer
Other names: CHIP HAWKINS|CHARLES H HAWKINS|CHARLES H HAWKINS III
IAPD individual key: 4962214

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2025	n/a	yes	GULFPORT, MS	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 1, 2022	Oct 2, 2025	no	Gulfport, MS\|Memphis, TN\|Gulfport, MS	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 22, 2010	Aug 30, 2022	no	RIDGELAND, MS\|KOSCIUSKO, MS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 7, 2009	Sep 20, 2010	no	KOSCIUSKO, MS\|KOSCIUSKO, MS\|BOSTON, MA	Previous registration
EDWARD JONES	National bd RIA	Mar 13, 2008	Apr 7, 2009	no	GUNTERSVILLE, AL\|KOSCIUSKO, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	Oct 2, 2025	Oct 1, 2025	-1	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	MML INVESTORS SERVICES, LLC	Aug 30, 2022	Sep 1, 2022	2	Firm change	Ibd to ibd
LPL FINANCIAL LLC	VALIC FINANCIAL ADVISORS, INC.	Sep 20, 2010	Sep 22, 2010	2	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Apr 7, 2009	Apr 7, 2009	0	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 7, 2009 to Sep 20, 2010factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 1, 2022 to Oct 2, 2025factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 22, 2010 to Aug 30, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 13, 2008 to Apr 7, 2009factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Charles H Hawkins Iii left Mml Investors Services, Llc for Lpl Financial Llc (registered 2025-10-01)
Form ADVobserved 5 days ago
Occurred
Aug 30, 2022
Advisor changed firm
Charles H Hawkins Iii left Valic Financial Advisors, Inc. for Mml Investors Services, Llc (registered 2022-09-01)
Form ADVobserved 5 days ago