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Advisor at WILMINGTON TRUST INVESTMENT ADVISORS, INC.
WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Other adviser | Jan 10, 2023 | n/a | yes | WILMINGTON, DE | Current employment |
| M&T SECURITIES, INC. | n/a | Mar 18, 2016 | Dec 23, 2021 | no | Rochester, NY|Buffalo, NY|Rochester, NY|Buffalo, NY|Boston, MA|Rochester, NY | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Sep 25, 2009 | Mar 1, 2016 | no | FAIRPORT, NY|VICTOR, NY|VICTOR, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&T SECURITIES, INC. | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Dec 23, 2021 | Jan 10, 2023 | 383 | Firm change | Other |
| WALL STREET FINANCIAL GROUP, INC | M&T SECURITIES, INC. | Mar 1, 2016 | Mar 18, 2016 | 17 | Firm change | Other |