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D•••• A•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

D•••• A•••••••• S••••••

Advisor at W•••••• S••••••••• I•••

RADNOR, PA | NEW YORK, NY

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Search this name across graphsid dfx:ria:24e62c0f-69f2-740c-d156-69e38e1fab31

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• S••••••••• I•••	Bd affiliated wealth	Sep 11, 2020	n/a	yes	NEW YORK, NY\|RADNOR, PA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 13, 2011	Sep 28, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	W•••••• S••••••••• I•••	Sep 28, 2020	Sep 11, 2020	-17	Firm change	Ibd to ibd
J••••• M••••••••• S•••• L••	S•••••• N••••••• • C••••••• I•••••••••	Jun 9, 2011

Relationships

Registered with (3)

→ W•••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 11, 2020 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 13, 2011 to Sep 28, 2020factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Apr 5, 2006 to Jun 9, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24e62c0f-69f2-740c-d156-69e38e1fab31
First observed: Apr 5, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.