This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 31, 1984earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Aug 31, 1984

First registration

Jun 14, 2021

Dual registered

yes, broker-dealer

Other names

J SCOTT BIRKBY|JOHN S BIRKBY|J S BIRKBY|SCOTT BIRKBY

IAPD individual key

1178351

• Occurred

  Mar 20, 2024
  Advisor changed firm

  John Scott Birkby left Osaic Fs, Inc. for Commonwealth Financial Network (registered 2024-03-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:24f49b9a-343c-ae5a-ae82-dc78d41e3341

First observed

Jun 14, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.