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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Michael Stuart Hillgen-Santa

Advisor at LPL FINANCIAL LLC

STRATFORD, CT

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Search this name across graphsid dfx:ria:24f76af1-06b7-cd9c-afd3-56ee3717ab7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 27, 2007
First registration: Apr 30, 2007
Dual registered: yes, broker-dealer
Other names: MICHAEL STUART HILLGEN-SANTA|MICHAEL STUART HILLGEN-SANTA|MICHAEL STUART SANTA
IAPD individual key: 2210343

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	STRATFORD, CT	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|Stratford, CT\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Mar 16, 2010	Apr 1, 2021	no	Rockville, MD\|STRATFORD, CT	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Feb 26, 2009	Apr 13, 2010	no	STRATFORD, CT\|BEDMINSTER, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 30, 2007	Feb 26, 2009	no	FAIRFIELD, CT\|WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
IC ADVISORY SERVICES, INC.	H. BECK, INC.	Apr 13, 2010	Mar 16, 2010	-28	Firm change	Other
MORGAN STANLEY & CO. LLC	IC ADVISORY SERVICES, INC.	Feb 26, 2009	Feb 26, 2009	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Mar 16, 2010 to Apr 1, 2021factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 26, 2009 to Apr 13, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 30, 2007 to Feb 26, 2009factForm ADV

Dated events

No dated event names this entity yet.