DFX Intelligence

X••••••••• V•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

X••••••••• V•••••••• L••

CRD 319671

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:24faaf2c-3230-02dc-feee-931309341e65

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 2
Observed: May 6, 2025 to Mar 31, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

X••••••••• V•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

X••••••••• V•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $26.0M••• Locked
Discretionary RAUM: $26.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•• I••••••••• I•••	MEMBER / OWNER	E	yes	01/2022	Mar 31, 2026	Mar 31, 2026
S•••••••• J•••• J•••••	CHIEF EXECUTIVE OFFICER	Na	yes	01/2022	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$26.0M	$26.0M	9	6	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26.0M	n/a	n/a	n/a	n/a	9	n/a	0	n/a

Relationships

Owns (3)

← Y••• C••••• J••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV
← S•••••••• M••••••• A••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV
← S••••••••• D••••••• J•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV

Controls (2)

← J•• I••••••••• I•••OwnerMEMBER / OWNER, ownership code E, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24faaf2c-3230-02dc-feee-931309341e65
First observed: May 6, 2025
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.