DFX Intelligence
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Reading the graph
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Advisor at L•••
LOS ANGELES, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••• | Independent wealth | Jun 4, 2025 | n/a | yes | LOS ANGELES, CA|Los Angeles, CA | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | Apr 29, 2025 | no | Chesterfield, MO|Chesterfield, MO|EL SEGUNDO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L••• | Apr 29, 2025 | Jun 4, 2025 | 36 | Firm change | Ibd to RIA |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Jun 29, 2023 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Dec 1, 2022 | Jun 29, 2023 | no | EL SEGUNDO, CA|Chesterfield, MO|Chesterfield, MO | Previous registration |
| A••••• P•••••• W••••• | Independent wealth | May 1, 2020 | Nov 17, 2022 | no | SAINT LOUIS, MO | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jul 5, 2005 | Mar 31, 2006 | no | DALLAS, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| A••••• P•••••• W••••• | C••••• A•••••• N••••••• L•• | Nov 17, 2022 | Dec 1, 2022 | 14 | Firm change | RIA to ibd |
| 1•• G••••• A••••••• I•• | A••••• P•••••• W••••• | Mar 31, 2006 | May 1, 2020 | 5,145 | Firm change after gap | Other |