DFX Intelligence

E••• A•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

E••• A•••• S••••••••

Advisor at S•••••••• I•••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:2511a9fd-58bd-6644-e2a4-68b8bfd3519e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I•••	Independent wealth	Feb 3, 2011	n/a	yes	SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2007	Sep 9, 2010	no	SAN BERNARDINO, CA\|HUNTINGTON BEACH, CA\|SAN JACINTO, CA\|VICTORVILLE, CA\|SAN DIEGO, CA\|FORT MILL, SC\|SAN DIEGO, CA\|RIVERSIDE, CA\|MURRIETA, CA\|UPLAND, CA\|ONTARIO, CA\|CERRITOS, CA\|SAN BERNARDINO, CA\|SAN DIEGO, CA\|PALM SPRINGS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• I•••	Sep 9, 2010	Feb 3, 2011	147	Firm change	Other
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	Dec 31, 2006	Jan 4, 2007

Relationships

Registered with (3)

→ S•••••••• I•••Registered adviserregistration: current employment
Feb 3, 2011 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2007 to Sep 9, 2010factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 14, 2005 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2511a9fd-58bd-6644-e2a4-68b8bfd3519e
First observed: Jul 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.