DFX Intelligence

L••••• E•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

L••••• E•••••• C•••••

Advisor at B••••• P••••• A•••••••• L••

Larkspur, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:2511bd9f-6c32-0573-80ae-3f8ac45b575d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	Larkspur, CA\|NEWPORT BEACH, CA	Current employment
L••••• G•••••• W••••• M••••••••• L••	Former SEC adviser	Sep 3, 2014	Feb 26, 2026	no	Paris

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• G•••••• W••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Feb 26, 2026	Jan 12, 2026	-45	Firm change after gap	RIA to RIA
S•••••••• A••••••• L••	L••••• G•••••• W••••• M••••••••• L••	Dec 5, 2012	Sep 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
107611:119290:--:2026-02-26	Feb 26, 2026	Jan 12, 2026	Paris	Firm change after gap

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ L••••• G•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 3, 2014 to Feb 26, 2026factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 6, 2010 to Dec 5, 2012factForm ADV

Dated events

Occurred
Feb 26, 2026
Advisor changed firm
L••••• E•••••• C••••• left L••••• G•••••• W••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2511bd9f-6c32-0573-80ae-3f8ac45b575d
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.