DFX Intelligence

C•••••••• K••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••••••• K••• W••••••••

Advisor at S••••• W••••• G••••

COLORADO SPRINGS, CO | RAPID CITY, SD

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Search this name across graphsid dfx:ria:251243c9-f4db-7086-8686-07885852d4dc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••	Independent wealth	May 1, 2025	n/a	yes	COLORADO SPRINGS, CO\|RAPID CITY, SD	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 28, 2024	May 6, 2025	no	RAPID CITY, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••• W••••• G••••	May 6, 2025	May 1, 2025	-5	Bulk transfer	Ibd to new firm

Relationships

Registered with (2)

→ S••••• W••••• G••••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 28, 2024 to May 6, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251243c9-f4db-7086-8686-07885852d4dc
First observed: Oct 28, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.