DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 17, 2025 | n/a | yes | PORTSMOUTH, NH | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Jul 30, 2018 | Mar 13, 2025 | no | BOSTON, MA|Portland, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 13, 2025 | Mar 17, 2025 | 4 | Firm change | Other |