DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at I••• A•••••••• L••
TROY, MI | Troy, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••• A•••••••• L•• | Independent wealth | Sep 30, 2016 | n/a | yes | Troy, MI|TROY, MI | Current employment |
| S•••• H••••• A•••••••• I••• | n/a | Jan 17, 2013 | Aug 10, 2017 | no | TROY, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• H••••• A•••••••• I••• | I••• A•••••••• L•• | Aug 10, 2017 | Sep 30, 2016 | -314 | Firm change after gap | Other |
| N•••••••• F•••••••• P•••••••• I••• | S•••• H••••• A•••••••• I••• | Jul 1, 2013 | Jan 17, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165144:284560:MI:2017-08-10 | Aug 10, 2017 | Sep 30, 2016 | TROY, MI | Firm change after gap |
| N•••••••• F•••••••• P•••••••• I••• | Former SEC adviser | Jun 23, 2010 | Jul 1, 2013 | no | WARREN, MI|TROY, MI | Previous registration |
| -165 |
| Firm change after gap |
| Other |