DFX Intelligence

K•••• D•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

K•••• D•••••• T•••••

Advisor at I•• W••••• M••••••••• I•••

Decatur, IL | DECATUR, IL

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Search this name across graphsid dfx:ria:251a9631-11de-c12f-c419-2b46e2029f20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Nov 12, 2024	n/a	yes	DECATUR, IL\|Decatur, IL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 18, 2024	Sep 5, 2024	no	Bowling Green, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	I•• W••••• M••••••••• I•••	Sep 5, 2024	Nov 12, 2024	68	Firm change	Ibd to ibd
I•• W••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 1, 2024	Jun 18, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:111872:KY:2024-09-05	Sep 5, 2024	Nov 12, 2024	BOWLING GREEN, KY	Firm change
111872:134139:KY:2024-07-01	Jul 1, 2024	Jun 18, 2024	FRANKLIN, KY	Firm change

Relationships

Registered with (2)

→ I•• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2011 to Jul 1, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2024 to Sep 5, 2024factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251a9631-11de-c12f-c419-2b46e2029f20
First observed: Jan 4, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.