DFX Intelligence

K•••• L•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••• L•••• J••••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

ST. LOUIS, MO | Crown Point, IN

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Search this name across graphsid dfx:ria:251bc10c-58e2-f8b5-6f94-67ac8b3f49ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Mar 30, 2022	n/a	yes	ST. LOUIS, MO\|Crown Point, IN\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 22, 2013	Apr 23, 2022	no	MERRILLVILLE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Apr 23, 2022	Mar 30, 2022	-24	Firm change	Wirehouse to ibd
H•••••••• A•••••••• L••	W•••• F•••• A•••••••	Aug 22, 2013	Oct 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:146936:IN:2022-04-23	Apr 23, 2022	Mar 30, 2022	MERRILLVILLE, IN	Firm change

Relationships

Registered with (4)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Mar 30, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 22, 2013 to Apr 23, 2022factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 23, 2012 to Aug 22, 2013factForm ADV
→ A••••••• E•••••••• I•••

Dated events

Occurred
Apr 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251bc10c-58e2-f8b5-6f94-67ac8b3f49ae
First observed: Nov 20, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.