DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 158240
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARGI FINANCIAL GROUP LLC | OWNER, MANAGING MEMBER | D | yes | 05/2011 | Feb 7, 2012 | Dec 12, 2012 |
| BUTT, RONALD, DEAN | OWNER, MANAGING MEMBER | D | yes | 06/1999 | Feb 7, 2012 | Dec 12, 2012 |
| REEVES, PATRICK, JOSEPH | OWNER, MANAGING MEMBER | D | yes | 06/1999 | Feb 7, 2012 | Dec 12, 2012 |
| SEXTON, JEFFREY, ALLAN | OWNER, MANAGING MEMBER | E | yes | 05/2011 | Feb 7, 2012 | Dec 12, 2012 |
| SEXTON, JEFFREY, ALLAN | CEO, CFO, COO, CLO, CCO | Na | yes | 05/2011 | Feb 7, 2012 | Dec 12, 2012 |
| SUPERSTITION CAPITAL LLC | OWNER, MANAGING MEMBER | D | yes | 05/2011 | Feb 7, 2012 | Dec 12, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARGI INVESTMENT SERVICES, LLC | n/a | Institutional manager | $21B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 20, 2012 | $5.9M | $5.9M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $0 | n/a | n/a | n/a | n/a | 1 | n/a | n/a | n/a |