DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOSEPH P BARRECA

Advisor at WELLS FARGO ADVISORS

METAIRIE, LA | HARVEY, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2521d6e2-0c33-5cd8-be2b-cf98cc58013d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 15, 2000
First registration: Nov 15, 2001
Dual registered: yes, broker-dealer
Other names: JOE BARRECA|JOSEPH PIERRE BARRECA|Joseph P Barreca|Joseph Pierre Barreca|Joseph Pierre Barreca
IAPD individual key: 3276048

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 14, 2024	n/a	yes	HARVEY, LA\|METAIRIE, LA	Current employment
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Jan 22, 2021	Oct 15, 2024	no	Lafayette, LA\|Metairie, LA\|Metairie, LA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Jan 22, 2021	no	MANDEVILLE, LA\|METAIRIE, LA\|LAFAYETTE, LA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Nov 26, 2007	Jul 1, 2016	no	METAIRIE, LA\|METAIRIE, LA\|BATON ROUGE, LA\|NEW ORLEANS, LA\|LAFAYETTE, LA\|NEW ORLEANS, LA\|MARRERO, LA\|BATON ROUGE, LA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 27, 2005	Nov 15, 2007	no	PRAIRIEVILLE, LA\|BATON ROUGE, LA\|LAFAYETTE, LA\|LAPLACE, LA\|SLIDELL, LA\|COVINGTON, LA\|BATON ROUGE, LA\|HOUMA, LA\|HARAHAN, LA\|LAFAYETTE, LA\|BATON ROUGE, LA\|CARENCRO, LA\|GRETNA, LA\|LAFAYETTE, LA\|MANDEVILLE, LA\|MARRERO, LA\|METAIRIE, LA\|NEW IBERIA, LA\|NEW IBERIA, LA\|NEW ORLEANS, LA\|NEW ORLEANS, LA\|RIVER RIDGE, LA\|ST. MARTINVILLE, LA\|TERRYTOWN, LA\|LAFAYETTE, LA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 15, 2001	Nov 13, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	WELLS FARGO ADVISORS	Oct 15, 2024	Oct 14, 2024	-1	Firm change	RIA to wirehouse
OSAIC INSTITUTIONS, INC.	FIRST HORIZON ADVISORS, INC	Jan 22, 2021	Jan 22, 2021	0	Firm change	Ibd to RIA
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
CONCOURSE FINANCIAL GROUP ADVISORS	ESSEX NATIONAL SECURITIES, INC.	Nov 15, 2007	Nov 26, 2007	11	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 13, 2003	Sep 27, 2005	684	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17117:19616:LA:2024-10-15	Oct 15, 2024	Oct 14, 2024	METAIRIE, LA	Firm change
35371:17117:LA:2021-01-22	Jan 22, 2021	Jan 22, 2021	LAFAYETTE, LA	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Jan 22, 2021 to Oct 15, 2024factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Jan 22, 2021factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Nov 26, 2007 to Jul 1, 2016factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 27, 2005 to Nov 15, 2007factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 15, 2001 to Nov 13, 2003factForm ADV

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
Joseph P Barreca left First Horizon Advisors, Inc for Wells Fargo Advisors (registered 2024-10-14)
Form ADVobserved 4 days ago