DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FINANCIAL CONCEPTS
COLUMBUS, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL CONCEPTS | Independent wealth | Jan 18, 2023 | n/a | yes | COLUMBUS, MS | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 16, 2015 | Nov 8, 2017 | no | COLUMBUS, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | FINANCIAL CONCEPTS | Nov 8, 2017 | Jan 18, 2023 | 1,897 | Firm change after gap | Other |