DFX Intelligence

J•••••• M•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J•••••• M•••••• L•••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:252569f4-9dc1-f380-3e3a-b6cb2467e704

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Apr 1, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J•••••• M•••••• L•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Aug 1, 2014	n/a	yes	CHICAGO, IL	Current employment
M•••••• A••••••• S••••••••• I••	Former SEC adviser	Jul 18, 2018	Jun 1, 2026	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••••• S••••••••• I••	n/a	Jun 1, 2026	n/a	n/a	Departure no registered destination	Departure
M•••••• F•••••••• A••••••••• I••••••••• L••	M•••••• A••••••• S••••••••• I••	Aug 1, 2016	Jul 18, 2018	716

Relationships

Registered with (3)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 1, 2014 to presentfactForm ADV
→ M•••••• A••••••• S••••••••• I••Registered adviserregistration: previous registration
Jul 18, 2018 to Jun 1, 2026factForm ADV
→ M•••••• F•••••••• A••••••••• I••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2015 to Aug 1, 2016factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:252569f4-9dc1-f380-3e3a-b6cb2467e704
First observed: Apr 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.