This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SEIA

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 21, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Jan 21, 2004

First registration

Jan 30, 2012

Dual registered

yes, broker-dealer

Other names

CHRISTINE SCHMIDT

IAPD individual key

3220991

• Occurred

  Jul 1, 2024
  Advisor changed firm

  Christine Sivak left Cedar Brook Group for Cadaret Grant & Co Inc (registered 2021-04-07)

  Form ADVobserved 6 days ago
• Occurred

  Jun 17, 2024
  Advisor changed firm

  Christine Sivak left Cadaret Grant & Co Inc for Seia (registered 2024-06-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2525afd5-c8f8-28bc-9a38-7a7e5770b458

First observed

Jan 30, 2012

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.