DFX Intelligence

M• A••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M• A••••••• G••••• L••

CRD 156208

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Search this name across graphsid dfx:ria:2534cf14-0de8-6207-a493-3a3ee9af64d5

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Oct 4, 2012 to Sep 18, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.1 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $342M••• Locked
Discretionary RAUM: $307M
Private client RAUM: $306Mderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $85.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• D••••• J•••••••	n/a	DOVER, MA	15	20	1	no
M••• W•••••• S••••••	n/a	DOVER, MA \| SARASOTA, FL	6	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• J•••• D•••••	FOUNDER, MANAGING DIRECTOR	E	yes	02/2011	Oct 4, 2012	Sep 11, 2024
J•••••••• N•••••••• P•••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Feb 27, 2023	Sep 11, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$310M	10.3%	$213M	17.1%	6	6	2	1

Relationships

Registered with (9)

← J••• A•••••• G••••••••Advisorregistration: current employment
Mar 26, 2026 to presentfactForm ADV
← A••••• M••••••Advisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← M••• W•••••• S••••••Advisorregistration: previous registration
Feb 24, 2015 to Nov 12, 2018factForm ADV
← J••• D••••• J•••••••

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
John Bay left M• A••••••• G••••• L•• for Spire Wealth Management, Llc (registered 2025-03-13)
Form ADVobserved 7 days ago
Occurred
Feb 27, 2023
Control person joined
P••• N••••••• J••••••• (Chief Compliance Officer) appeared on Schedule A of M• A••••••• G••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 23, 2021
Control person left
William Mark Scionti (Managing Director And Chief Compliance Officer) no longer on Schedule A of M• A••••••• G••••• L•• (listed 2013-09-19, absent 2021-03-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2534cf14-0de8-6207-a493-3a3ee9af64d5
First observed: Oct 4, 2012
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.