DFX Intelligence

J••• J•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J••• J•••• P•••••••

Advisor at S•••••••• A•••••••• L••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	May 13, 2025	n/a	yes	NORTH AUGUSTA, SC\|FORT MYERS, FL\|SANDUSKY, OH	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 9, 2007	May 20, 2025	no	WEEHAWKEN, NJ\|FORT MYERS, FL\|Key West, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S•••••••• A•••••••• L••	May 20, 2025	May 13, 2025	-7	Firm change	Wirehouse to ibd
K•••••• C•••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Feb 9, 2007	Feb 9, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:226606:FL:2025-05-20	May 20, 2025	May 13, 2025	KEY WEST, FL	Firm change

Relationships

Registered with (3)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
May 13, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2007 to May 20, 2025factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 10, 2006 to Feb 9, 2007factForm ADV

Dated events

Order

Occurred
20 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 10, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.