DFX Intelligence

K••• R•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

K••• R•••••• M•••••••

Advisor at I••• A•••••••• L••

TROY, MI | Troy, MI

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Search this name across graphsid dfx:ria:25403e1a-2e25-553a-3ab1-dd066ebdd120

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• A•••••••• L••	Independent wealth	Oct 4, 2016	n/a	yes	Troy, MI\|TROY, MI	Current employment
S•••• H••••• A•••••••• I•••	n/a	Jan 3, 2014	Aug 10, 2017	no	TROY, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• H••••• A•••••••• I•••	I••• A•••••••• L••	Aug 10, 2017	Oct 4, 2016	-310	Firm change after gap	Other
N•••••••• F•••••••• P•••••••• I•••	S•••• H••••• A•••••••• I•••	Jul 1, 2013	Jan 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
165144:284560:MI:2017-08-10	Aug 10, 2017	Oct 4, 2016	TROY, MI	Firm change after gap

Relationships

Registered with (3)

→ I••• A•••••••• L••Registered adviserregistration: current employment
Oct 4, 2016 to presentfactForm ADV
→ S•••• H••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2014 to Aug 10, 2017factForm ADV
→ N•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2012 to Jul 1, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25403e1a-2e25-553a-3ab1-dd066ebdd120
First observed: Apr 4, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.