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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Trevor Smith

Advisor at OSAIC WEALTH, INC.

Pittsford, NY

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Search this name across graphsid dfx:ria:254b40a2-690a-581d-be30-18c666776cb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 15, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 15, 2022
First registration: Sep 15, 2022
Dual registered: yes, broker-dealer
IAPD individual key: 7603767

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 20, 2025	n/a	yes	Pittsford, NY	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 22, 2024	Feb 25, 2025	no	Rochester, NY	Previous registration
RFG ADVISORY, LLC	Independent wealth	Jul 25, 2023	Jan 11, 2024	no	PITTSFORD, NY	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 15, 2022	Jun 15, 2023	no	Rochester, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	OSAIC WEALTH, INC.	Feb 25, 2025	Feb 20, 2025	-5	Firm change	Ibd to ibd
RFG ADVISORY, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 11, 2024	Jan 22, 2024	11	Firm change	RIA to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	RFG ADVISORY, LLC	Jun 15, 2023	Jul 25, 2023	40	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 22, 2024 to Feb 25, 2025factForm ADV
→ RFG ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 25, 2023 to Jan 11, 2024factForm ADV

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
Trevor Smith left Cambridge Investment Research Advisors, Inc. for Osaic Wealth, Inc. (registered 2025-02-20)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2024
Advisor changed firm
Trevor Smith left Rfg Advisory, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-01-22)
Form ADVobserved 5 days ago
Occurred
Jun 15, 2023
Advisor changed firm
Trevor Smith left Cambridge Investment Research Advisors, Inc. for Rfg Advisory, Llc (registered 2023-07-25)
Form ADVobserved 5 days ago