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Advisor at WELLS FARGO ADVISORS
COLORADO SPRINGS, CO | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 16, 2026 | n/a | yes | COLORADO SPRINGS, CO|GREENWOOD VILLAGE, CO | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | Mar 23, 2026 | no | Colorado Springs, CO | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jan 22, 2025 | Feb 13, 2026 | no | Colorado Springs, CO | Previous registration |
| 56 CAPITAL PARTNERS, LTD | Bank affiliated wealth | Feb 6, 2024 | Jul 5, 2024 | no | COLORADO SPRINGS, CO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 8, 2021 | Jan 25, 2024 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | WELLS FARGO ADVISORS | Mar 23, 2026 | Apr 16, 2026 | 24 | Firm change | Ibd to wirehouse |
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| 56 CAPITAL PARTNERS, LTD | U.S. BANCORP INVESTMENTS, INC. | Jul 5, 2024 | Jan 22, 2025 | 201 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | 56 CAPITAL PARTNERS, LTD | Jan 25, 2024 | Feb 6, 2024 | 12 | Firm change | Wirehouse to RIA |