DFX Intelligence

A••••• K••••• L•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

A••••• K••••• L•

Advisor at L••• F••••••••

CARLISLE, MA

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Search this name across graphsid dfx:ria:25578a30-a996-6536-fe85-67e5a5c54b52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• F••••••••	State registered	Sep 2, 2021	n/a	yes	CARLISLE, MA	Current employment
S••••• A•••• M••••••••• U•• I•••	Mixed wealth	Feb 16, 2017	Jul 12, 2021	no	DARIEN, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• U•• I•••	L••• F••••••••	Jul 12, 2021	Sep 2, 2021	52	Firm change	RIA to state RIA
W• W••••• M•••••••••	S••••• A•••• M••••••••• U•• I•••	Dec 31, 2016	Feb 16, 2017

Relationships

Registered with (3)

→ L••• F••••••••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ S••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Feb 16, 2017 to Jul 12, 2021factForm ADV
→ W• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 16, 2011 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25578a30-a996-6536-fe85-67e5a5c54b52
First observed: Jun 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.