DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 24, 2025 | n/a | yes | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Dec 6, 2023 | Feb 25, 2025 | no | San Francisco, CA|San Francisco, CA|San Francisco, CA|San Francisco, CA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 17, 2021 | Dec 6, 2023 | no | SAN FRANCISCO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 9, 2021 | Apr 7, 2021 | no | LOS ALTOS, CA|PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Feb 25, 2025 | Feb 24, 2025 | -1 | Firm change | Ibd to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | U.S. BANCORP INVESTMENTS, INC. | Dec 6, 2023 | Dec 6, 2023 | 0 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 7, 2021 | May 17, 2021 | 40 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:288590:CA:2021-03-25 | Apr 7, 2021 | May 17, 2021 | PALO ALTO, CA | Firm change |