DFX Intelligence

A••••• P•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••••• P•••••• T•••••

Advisor at T••••• I••••••••• M••••••••• I••

WALLINGFORD, CT

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Search this name across graphsid dfx:ria:25613ad0-b6ca-4609-8b0c-3b610973582f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• I••••••••• M••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• I••••••••• M••••••••• I••	Independent wealth	May 29, 2019	n/a	yes	WALLINGFORD, CT	Current employment
T••••• I••••••••• M••••••••• I••	Independent wealth	Jan 13, 2016	Dec 31, 2018	no	WALLINGFORD, CT

Relationships

Registered with (1)

→ T••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Jan 13, 2016 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25613ad0-b6ca-4609-8b0c-3b610973582f
First observed: Jan 24, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.