DFX Intelligence
Data Factory
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Reading the graph
CRD 164967
ANAHEIM HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRONSON, JOSEPH, BRIAN | PRESIDENT & CHIEF INVESTMENT OFFICER (SINCE 2009), CHIEF COMPLIANCE OFFICER (SINCE 2014) | E | yes | 10/2009 | Jul 25, 2012 | Apr 28, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 3, 2015 | $88.2M | $88.2M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 7, 2014 | $102M | $102M | 3 | 1 | n/a | n/a | n/a |
| 2012 | Feb 4, 2013 | $96.6M | $96.6M | 3 | 2 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $88.2M | $102M | -14.0% | n/a | n/a | 1 | 3 | n/a | n/a |