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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Harold Kuk Rhee

Advisor at U.S. BANCORP ADVISORS, LLC

Walnut Creek, CA | Tempe, AZ | Folsom, CA | Davis, CA

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Search this name across graphsid dfx:ria:25755b79-79f2-5a4f-e23a-3c769fff52ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 23, 1998
First registration: Apr 21, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 3129563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 24, 2017	n/a	yes	Folsom, CA\|Davis, CA\|Walnut Creek, CA\|Tempe, AZ	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	May 13, 2013	Jun 19, 2017	no	SACRAMENTO, CA\|BURLINGAME, CA\|DUBLIN, CA\|WALNUT CREEK, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 1, 2013	no	SAN RAFAEL, CA\|BERKELEY, CA\|San Francisco, CA\|Santa Rosa, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SAN RAFAEL, CA\|SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 21, 1999	Apr 2, 2007	no	OAKLAND, CA\|SAN FRANCISCO, CA\|OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	U.S. BANCORP ADVISORS, LLC	Jun 19, 2017	Jul 24, 2017	35	Firm change	Other
MORGAN STANLEY	STRATEGIC ADVISERS LLC	May 1, 2013	May 13, 2013	12	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Jul 24, 2017 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 13, 2013 to Jun 19, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 1, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 21, 1999 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.