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S•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

S•••••• S••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | LEE'S SUMMIT, MO

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Search this name across graphsid dfx:ria:25767454-bbbb-b693-50d8-10f219c8ec2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	LEE'S SUMMIT, MO\|PLYMOUTH, MN	Current employment
B••••• P••••••••• L••	Asset manager	Sep 18, 2017	Oct 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••• W•••••• L••	B••••• P••••••••• L••	Dec 3, 2025	Sep 18, 2017	-2,998	Firm change after gap	Other
B••••• P••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 31, 2025

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ W••• W•••••• L••Registered adviserregistration: previous registration
Jun 27, 2007 to Dec 3, 2025factForm ADV
→ B••••• P••••••••• L••Registered adviserregistration: previous registration
Sep 18, 2017 to Oct 31, 2025factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
S•••••• S•••••••• left W••• W•••••• L•• for B••••• P••••••••• L•• (registered 2017-09-18)
Form ADVobserved 7 days ago
Occurred
Oct 31, 2025
Advisor changed firm
S•••••• S•••••••• left B••••• P••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-11-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25767454-bbbb-b693-50d8-10f219c8ec2f
First observed: Jun 27, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.