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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
BOULDER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 17, 2015 | n/a | yes | BOULDER, CO | Current employment |
| FIRST NATIONAL CAPITAL MARKETS, INC. | Former SEC adviser | Jul 3, 2012 | Jun 18, 2015 | no | BOULDER, CO|OMAHA, NE | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jan 5, 2010 | Jun 25, 2012 | no | Denver, CO|DENVER, CO|Boulder, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 5, 2007 | Dec 22, 2009 | no | BOULDER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST NATIONAL CAPITAL MARKETS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 18, 2015 | Jun 17, 2015 | -1 | Firm change | Other |
| KEY INVESTMENT SERVICES LLC | FIRST NATIONAL CAPITAL MARKETS, INC. | Jun 25, 2012 | Jul 3, 2012 | 8 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | KEY INVESTMENT SERVICES LLC | Dec 22, 2009 | Jan 5, 2010 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115920:149018:NE:2015-06-18 | Jun 18, 2015 | Jun 17, 2015 | OMAHA, NE | Firm change |