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Advisor at TRIAGEN WEALTH MANAGEMENT LLC
CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRIAGEN WEALTH MANAGEMENT LLC | Independent wealth | May 15, 2020 | n/a | yes | CALABASAS, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 12, 2008 | May 27, 2020 | no | Los Angeles, CA|WOODLAND HILLS, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Dec 17, 2008 | no | SANTA MONICA, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 8, 1997 | Apr 2, 2007 | no | SANTA MONICA, CA|SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | TRIAGEN WEALTH MANAGEMENT LLC | May 27, 2020 | May 15, 2020 | -12 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Dec 17, 2008 | Dec 12, 2008 | -5 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:308457:CA:2020-05-27 | May 27, 2020 | May 15, 2020 | WOODLAND HILLS, CA | Firm change |