DFX Intelligence

E••• A•••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

E••• A•••••••• A••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Charlotte, NC

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Search this name across graphsid dfx:ria:25805397-9c43-0bf9-3779-a0914bc47591

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Feb 7, 2019	n/a	yes	SAN RAFAEL, CA\|Charlotte, NC	Current employment
R••••• B••• • C••• L••	Former SEC adviser	Aug 11, 2016	Nov 7, 2016	no	Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• B••• • C••• L••	G••••• R••••••••• P••••••• L••	Nov 7, 2016	Feb 7, 2019	822	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Feb 7, 2019 to presentfactForm ADV
→ R••••• B••• • C••• L••Registered adviserregistration: previous registration
Aug 11, 2016 to Nov 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25805397-9c43-0bf9-3779-a0914bc47591
First observed: Aug 11, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.