This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VOYA FINANCIAL ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jun 17, 2017

First registration

Jun 26, 2017

Dual registered

yes, broker-dealer

Other names

DAVID FRANKLIN SPIVEY

IAPD individual key

5278243

• Occurred

  Aug 7, 2023
  Advisor changed firm

  David Franklin Spivey left Gwn Securities Inc. for Voya Financial Advisors, Inc. (registered 2026-07-09)

  Form ADVobserved 3 days ago
• Occurred

  Dec 31, 2022
  Advisor changed firm

  David Franklin Spivey left Voya Financial Advisors, Inc. for Gwn Securities Inc. (registered 2023-01-18)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:25847de8-ae89-edf5-b2f5-4047f8efec99

First observed

Jun 26, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.