DFX Intelligence

M•••••• S••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M•••••• S••••• A•••••

Advisor at L•••

Los Angeles, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:258e0ad7-8bd5-9732-d441-c46ee35653c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Oct 16, 2025	n/a	yes	LOS ANGELES, CA\|Los Angeles, CA	Current employment
G••••• M••••••• A•••••••• I•••	Independent wealth	Aug 17, 2022	Oct 10, 2025	no	Raleigh, NC\|BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• M••••••• A•••••••• I•••	L•••	Oct 10, 2025	Oct 16, 2025	6	Firm change	RIA to RIA
C••••••••• C••••••• L••	G••••• M••••••• A•••••••• I•••	Aug 15, 2022	Aug 17, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
288590:117823:NC:2022-03-09	Mar 9, 2022	Mar 14, 2022	RALEIGH, NC	Firm change

Relationships

Registered with (6)

→ L•••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ G••••• M••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2022 to Oct 10, 2025factForm ADV
→ C••••••••• C••••••• L••Registered adviserregistration: previous registration
Mar 14, 2022 to Aug 15, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:258e0ad7-8bd5-9732-d441-c46ee35653c4
First observed: Jan 4, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.