DFX Intelligence

L••••• K••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

L••••• K••• M•••••

Advisor at O•••••••

BEACHWOOD, OH | Chicago, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Oct 28, 2021	n/a	yes	BEACHWOOD, OH\|Chicago, IL	Current employment
R•••• S•••••••• • A••••••••• L••	Former SEC adviser	Oct 31, 2016	Dec 6, 2021	no	Chicago, IL\|Dayton, OH\|CHICAGO, IL\|CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• S•••••••• • A••••••••• L••	O•••••••	Dec 6, 2021	Oct 28, 2021	-39	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
25440:283087:OH:2021-12-06	Dec 6, 2021	Oct 28, 2021	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (2)

→ O•••••••Registered adviserregistration: current employment
Oct 28, 2021 to presentfactForm ADV
→ R•••• S•••••••• • A••••••••• L••Registered adviserregistration: previous registration
Oct 31, 2016 to Dec 6, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 31, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.