This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$3.0MItem 5.F on the latest filing (2023-03-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$3.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

5

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

SEC number

801-122559

CRD

314875

Filings on the tape

5

First filed

May 12, 2021

Latest filed

Mar 22, 2023

Organised

Limited Liability Company, Delaware

• Occurred

  Sep 24, 2021
  Control person joined

  Sothara Chin (Chief Compliance Officer) appeared on Schedule A of Finite Management, Llc

  Form ADVobserved 5 days ago
• Occurred

  Sep 24, 2021
  Control person left

  Curtis Charles Black (Chief Compliance Officer) no longer on Schedule A of Finite Management, Llc (listed 2021-05-12, absent 2021-09-24)

  Form ADVobserved 5 days ago
• Occurred

  May 12, 2021
  First Form ADV filing

  Finite Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:25956eeb-13dd-d97c-97c1-ca7040cf355a

First observed

May 12, 2021

Last observed

Mar 22, 2023 42 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.