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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

NEWGEN ASSET MANAGEMENT LIMITED

CRD 163822

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:259bc752-c51f-1c7b-d792-759161c19e14

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Apr 15, 2019 to Jan 29, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $775MItem 5.F on the latest filing (2026-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $775M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 1Schedule D 7.B(1)
SEC number: 801-115287
CRD: 163822
Filings on the tape: 11
First filed: Apr 15, 2019
Latest filed: Jan 29, 2026
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NEWGEN EQUITY LONG/SHORT FUND LTD	Hedge Fund	$340M	May 25, 2024	8	Apr 15, 2019	reported	021-337500

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2716492 ONTARIO INC.	Shareholder	D	yes	01/2020	Jan 27, 2021	May 25, 2024
Dattels, David, Robb	Owner	E	yes	01/2020	Apr 15, 2019	May 25, 2024
Dattels, David, Robb	PRESIDENT, PORTFOLIO MANAGER	Na	yes	11/2009	Apr 15, 2019	May 25, 2024
Gergin, Olga	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	11/2014	Apr 15, 2019	May 25, 2024
NEWGEN HOLDCO LIMITED	Owner	E	yes	01/2020	Jan 27, 2021	May 25, 2024
Chang, Norman, Teck-Hong	PORTFOLIO MANAGER	Na	no	04/2012	Apr 15, 2019	May 25, 2024
Rowan, Christopher, Donald	PORTFOLIO MANAGER, HEAD TRADER	Na	no	01/2012	Apr 15, 2019	May 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 29, 2026	$775M	$775M	13	8	1	n/a
2024	Jan 29, 2025	$652M	$652M	13	8	1	n/a
2023	Jan 29, 2024	$781M	$781M	13	8	1	$305M
2022	Feb 1, 2023	$987M	$987M	13	8	1	$551M
2021	Jan 26, 2022	$1.0B	$1.0B	9	4	1	$551M
2020	Jan 27, 2021	$898M	$898M	8	4	1	$589M
2019	Mar 27, 2020	$440M	$440M	8	4	1	$309M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$775M	$652M	18.8%	$987M	-7.7%	13	13	0	0

Relationships

Advises (1)

→ NEWGEN EQUITY LONG/SHORT FUND LTDPrivate fundHedge Fund, IA
Apr 15, 2019 to presentfactForm ADV

Controls (4)

← Dattels, David, RobbOwnerOWNER, ownership code E, individual
Apr 15, 2019 to May 25, 2024factForm ADV
← Gergin, OlgaOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 15, 2019 to May 25, 2024factForm ADV
← 2716492 ONTARIO INC.OwnerSHAREHOLDER, ownership code D, foreign entity
Jan 27, 2021 to May 25, 2024factForm ADV
← NEWGEN HOLDCO LIMITEDOwnerOWNER, ownership code E, foreign entity
Jan 27, 2021 to May 25, 2024factForm ADV

Owns (2)

← Rowan, Christopher, DonaldOwnerPORTFOLIO MANAGER, HEAD TRADER, ownership code NA, individual
Apr 15, 2019 to May 25, 2024factForm ADV
← Chang, Norman, Teck-HongOwnerPORTFOLIO MANAGER, ownership code NA, individual
Apr 15, 2019 to May 25, 2024factForm ADV

Dated events

Occurred
May 25, 2024
Regulatory AUM changed
Newgen Asset Management Limited reported RAUM $522.6M, down 33% from $781.0M (2024-01-29 to 2024-05-25)
Form ADVobserved 5 days ago
$-258M
Occurred
May 29, 2020
Regulatory AUM changed
Newgen Asset Management Limited reported RAUM $804.7M, up 83% from $440.4M (2020-03-27 to 2020-05-29)
Form ADVobserved 5 days ago
$364M
Occurred
Mar 27, 2020
Regulatory AUM changed
Newgen Asset Management Limited reported RAUM $440.4M, up 37% from $321.6M (2019-04-15 to 2020-03-27)
Form ADVobserved 5 days ago
$119M
Occurred
Apr 15, 2019
First Form ADV filing
Newgen Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:259bc752-c51f-1c7b-d792-759161c19e14
First observed: Apr 15, 2019
Last observed: Jan 29, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEWGEN ASSET MANAGEMENT LIMITED

CRD 163822

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:259bc752-c51f-1c7b-d792-759161c19e14

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NEWGEN EQUITY LONG/SHORT FUND LTD

Hedge Fund

$340M

May 25, 2024

Apr 15, 2019

reported

021-337500

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

2716492 ONTARIO INC.

Shareholder

yes

01/2020

Jan 27, 2021

May 25, 2024

Dattels, David, Robb

Owner

yes

01/2020

Apr 15, 2019

May 25, 2024

Dattels, David, Robb

PRESIDENT, PORTFOLIO MANAGER

yes

11/2009

Apr 15, 2019

May 25, 2024

Gergin, Olga

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

11/2014

Apr 15, 2019

May 25, 2024

NEWGEN HOLDCO LIMITED

Owner

yes

01/2020

Jan 27, 2021

May 25, 2024

Chang, Norman, Teck-Hong

PORTFOLIO MANAGER

04/2012

Apr 15, 2019

May 25, 2024

Rowan, Christopher, Donald

PORTFOLIO MANAGER, HEAD TRADER

01/2012

Apr 15, 2019

May 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 29, 2026

$775M

n/a

2024

Jan 29, 2025

$652M

n/a

2023

Jan 29, 2024

$781M

$305M

2022

Feb 1, 2023

$987M

$551M

2021

Jan 26, 2022

$1.0B

$551M

2020

Jan 27, 2021

$898M

$589M

2019

Mar 27, 2020

$440M

$309M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$775M

$652M

18.8%

$987M

-7.7%