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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Nov 12, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| FORM PROSPERITY WEALTH ADVISORS, LLC | Independent wealth | Mar 6, 2024 | Nov 6, 2024 | no | CHANDLER, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 6, 2018 | Jan 18, 2024 | no | Phoenix, AZ|Phoenix, AZ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 17, 2012 | Aug 20, 2015 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORM PROSPERITY WEALTH ADVISORS, LLC | VANGUARD ADVISERS, INC. | Nov 6, 2024 | Nov 12, 2025 | 371 | Firm change | RIA to ibd |
| CHARLES SCHWAB & CO., INC. | FORM PROSPERITY WEALTH ADVISORS, LLC | Jan 18, 2024 | Mar 6, 2024 | 48 | Firm change | Ibd to RIA |
| EQUITABLE ADVISORS, LLC | CHARLES SCHWAB & CO., INC. | Aug 20, 2015 | Dec 6, 2018 | 1,204 | Firm change after gap | Ibd to ibd |