DFX Intelligence

M••••••• L•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M••••••• L•• L•••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL | San Antonio, TX

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Search this name across graphsid dfx:ria:25b1d36d-621c-3ba1-59ce-1046f34d1548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 14, 2024	n/a	yes	San Antonio, TX\|ST. PETERSBURG, FL	Current employment
M••••• C•••••• A•••••••• L••	Independent wealth	Jan 21, 2022	Mar 28, 2022	no	Bakersfield, CA\|Bakersfield, CA\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• C•••••• A•••••••• L••	R•••••• J•••• • A••••••••• I•••	Mar 28, 2022	Oct 14, 2024	931	Firm change after gap	RIA to ibd
M••••• S••••••	M••••• C•••••• A•••••••• L••	Jun 11, 2010	Feb 17, 2015

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2022 to Mar 28, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 11, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Mar 28, 2022
Advisor changed firm
M••••••• L•• L••••• left M••••• C•••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25b1d36d-621c-3ba1-59ce-1046f34d1548
First observed: Jan 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.